Forms & Documents
| Sr. No | Name of File | Download |
|---|---|---|
| 1 | Basic Details & AP | Download |
| 2 | Steps to Open an Account | Download |
| 3 | KGSBPL Combined KYC | Download |
| 4 | In Person Verification BSE | Download |
| 5 | KGBPL – AML 2 Client | Download |
| 6 | Client Code Reactivation Form | Download |
| 7 | Rights & Obligations Other Document | Download |
| 8 | Annexure – Fit and Proper Person | Download |
| 9 | Rights & Obligations DP | Download |
| 10 | SOP for Operation of Accounts in Case of an Incapacitated | Download |
Policies & Disclosures
| Sr. No | Name of File | Download |
|---|---|---|
| 1 | RMS Policy | Download |
| 2 | Risk Disclosure Document | Download |
| 3 | Guidance Note | Download |
| 4 | PMLA – Policy | Download |
| 5 | Policy for Inactive / Dormant Clients | Download |
| 6 | Complaint Flowchart | Download |
| 7 | Investor Grievance Escalation Matrix | Download |
| 8 | Escalation Matrix for any Grievance of Equity / Commodity / DP | Download |
| 9 | Key Management | Download |
| 10 | Investor Charter – Stock Brokers | Download |
| 11 | Investor Charter – DPs | Download |
| 12 | NSE | Download |
| 13 | BSE | Download |
| 14 | MCX | Download |
| 15 | NCDEX | Download |
| 16 | CDSL | Download |
| 17 | NSDL | Download |
| 18 | Policies & Procedures | Download |
| 19 | SEBI Risk Disclosure with Respect to Trading by Individual Traders in Equity Futures & Options Segment | Download |