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Forms & Documents

Sr. No Name of File Download
1 Basic Details & AP Download
2 Steps to Open an Account Download
3 KGSBPL Combined KYC Download
4 In Person Verification BSE Download
5 KGBPL – AML 2 Client Download
6 Client Code Reactivation Form Download
7 Rights & Obligations Other Document Download
8 Annexure – Fit and Proper Person Download
9 Rights & Obligations DP Download
10 SOP for Operation of Accounts in Case of an Incapacitated Download
11 registered-office-ap Download
12 Guidance_Note Download
13 SARAL FORM Download

Policies & Disclosures

Sr. No Name of File Download
1 RMS Policy Download
2 Risk Disclosure Document Download
3 Guidance Note Download
4 PMLA – Policy Download
5 Policy for Inactive / Dormant Clients Download
6 Complaint Flowchart Download
7 Investor Grievance Escalation Matrix Download
8 Escalation Matrix for any Grievance of Equity / Commodity / DP Download
9 Key Management Download
10 Investor Charter – Stock Brokers Download
11 Investor Charter – DPs Download
12 NSE Download
13 BSE Download
14 MCX Download
15 NCDEX Download
16 CDSL Download
17 NSDL Download
18 Policies & Procedures Download
19 SEBI Risk Disclosure with Respect to Trading by Individual Traders in Equity Futures & Options Segment Download
20 Unauthorized Transaction Policy Download
21 Inactive-Dormat-Client-Policy Download
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